Services

Capital markets – recent deals

Our specialist capital markets team supports companies listing on a range of domestic and international markets including the London Stock Exchange Main Market, AIM, AQUIS, NASDAQ & OTC, ASX and TSX & TSX-V.

Over the past three years, we have supported over 40 businesses in a variety of transactions leading to a public listing. To find out more about the companies we have supported in H1 2023, read our Deals Review round-up.  A selection of more recent deals are summarised below:

Tribe Technology PLC

Admission to AIM

“Tribe Tech’s successful fundraise and listing on AIM are a major milestone on our journey to develop the world’s first autonomous RC Drill Rig. PKF were a valuable partner in the listing process, providing us with guidance and practical advice. Most importantly they were a pleasure to work with. We look forward to continuing the relationship with PKF as our auditors going forward.”

Eric Hampel, CFO
Tribe Technology PLC
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RegTech Open Project plc

Admission to the Main Market

“PKF provided exceptional guidance and advice as RegTech Open Project plc embarked on its Direct Listing. They were quick in responding to questions and pragmatic and timely in finding solutions. We look forward to working with the team as we begin life as a listed business.”

Ian Halliday-Pegg, CEO
RegTech Open Project plc
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Predator Oil & Gas Holdings Plc

Publication of Prospectus and successful Placing

“The completion of the fundraise comes at a pivotal time in the development of Predators portfolio of assets. We appreciate the pragmatic and efficient support PKF provided throughout the transaction and look forward to working with them in the future.”

Paul Griffiths, Executive Chairman
Predator Oil & Gas Holdings Plc
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Metals One Plc

Admission to AIM

“PKF’s patience and guidance during our AIM IPO has been greatly appreciated, particularly their flexibility as the deal structures of assets we acquired evolved during the process. Metals One looks forward to continuing to work with PKF as a listed business focussing on defining critical mineral resources for the energy transition.”

Daniel Maling, CFO & Founder
Metals One Plc
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Altona Rare Earths Plc

Admission to the Main Market

“We are grateful to PKF for their professional support during our LSE listing process, in particular their diligence and flexibility in the light of changing parameters. We look forward to continuing working with them as the company grows.”

Cédric Simonet, COO
Altona Rare Earths Plc
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Golden Metal Resources Plc

Admission to AIM

“We would like to thank all those at PKF for supporting us; their continued guidance has proved immensely valuable throughout the IPO process, and we look forward to working with PKF as Golden Metal starts its next chapter as a listed company on AIM.”

Oliver Friesen, CEO
Golden Metal Resources Plc
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Drumz plc

Acquisition and re-admission to AIM

"The team at PKF were helpful in guiding us during the intensive work necessary to prepare the detailed financials throughout the Reverse Take-Over process. We would like to thank the whole team and look forward to working with PKF in the future as we grow."

Angus Forrest, Chief Executive Director
Drumz plc
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World Chess Plc

Admission to the Main Market

“We would like to thank all those at PKF for supporting us over the past several months, their continued guidance has proved immensely valuable throughout the IPO process and we look forward to working with PKF as World Chess starts its life as a listed company.”

Ilya Merenzon, CEO
World Chess Plc
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Celsius Resources Limited

Admission to AIM

"The Capital Markets team at PKF worked hard to meet a tight transaction timetable in CLA’s dual listing on AIM and the ASX. We are grateful for their support in making the company’s flotation a success.”

Paul Dudley
Non-Executive Director, Celsius Resources Limited
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Quetzal Capital Plc

Acquisition and re-admission to the AQSE Growth Market

"The Capital Markets team at PKF proved their resilience, expertise and flexibility once again in assisting with the first public listing of 2023 in London of TAP Global Group Plc. The team was always on hand to deal with a fluid transaction and consistently went the extra mile to ensure that information and reports were provided with accuracy and on time. This was a complex transaction and the team was very much up to the task.”

John Taylor, Chairman
Quetzal Capital Plc
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Streaks Gaming PLC

Admission to the Main Market

"The assistance of the Capital Markets team at PKF was highly valued in helping us close our successful admission to the Main Market. They were a pleasure to work with and we appreciated their very commercial and professional approach. This is an important step for Streaks in developing the first conversational gaming platform on the LSE.”

Nicholas Lythe, CFO
Streaks Gaming PLC
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Smarttech247 Group Plc

Admission to AIM

"We were very happy with the Capital Markets team at PKF. They demonstrated excellent knowledge and experience in assisting on our successful IPO on the London Stock Exchange. We appreciated their professional approach and support throughout the transaction.”

Ronan Murphy, Executive Chairman,
Smarttech247
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Hellenic Dynamics Plc

Admission to the Main Market

"The Capital Markets team at PKF were extremely supportive of Hellenic Dynamics throughout the process. Hellenic is fully committed to being one of the market leading providers to the EU for prescribed THC dominant medial cannabis. We look forward to working with PKF as we embark on this journey.”

Davinder Rai, CEO
Hellenic Dynamics
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Kavango Resources PLC

Prospectus and fundraising

We are delighted to have supported Kavango Resources PLC in connection with a prospectus and £3m fundraising by way of a placing and subscription.
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Critical Metals Plc

Acquisition and re-admission to the Main Market

We are delighted to have supported Critical Metals Plc on its acquisition of Madini Occidental Ltd and re-admission to the Main Market of the London Stock Exchange.

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Psych Capital Plc

Admission to the Aquis Stock Exchange Growth Market

We are delighted to have supported Psych Capital Plc on their Admission to the Aquis Stock Exchange Growth Market.
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Financials Acquisition Corp

Admission to the Main Market

"The Capital Markets team at PKF had the knowledge and experience to assist on our successful listing and placing on the LSE Main Market. We appreciated their professional approach and support throughout the transaction.”

William Allen, Chief Executive Officer | Financials Acquisition Corp
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Aura Renewable Acquisitions plc

Admission to the Main Market

"We appreciate the work of the PKF team in supporting our listing process and look forward to working with them in the future.”

John Croft, Chairman | Aura Renewable Acquisitions plc 
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Beacon Rise Holdings Plc

Admission to the Main Market

"We are grateful for the professional, meticulous and efficient working attitude of PKF during this complex process."

Xiaobing Wang, CEO | Beacon Rise Holdings Plc
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Ondo InsurTech Plc

Re-admission to the Main Market

"We valued the assistance of the Capital Markets team at PKF in helping us with our successful RTO and Placing"

Richard Ehlan, Interim CFO | Ondo InsurTech Plc
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Hamak Gold Limited

Admission to the Main Market

"We appreciate the support provided by PKF throughout the process, and we look forward to working with them in the future."

Karl Smithson, Executive Director | Hamak Gold Ltd
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i(x) Net Zero PLC

Admission to the Main Market

We are delighted to have supported i(x) Net Zero PLC on their Admission to trading on AIM.
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ACP Energy Plc

Admisson to the Main Market

"PKF were extremely supportive throughout the process, and we look forward to working with them .”

James Orbell, Non-Exec Director | ACP Energy Plc
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Genflow Biosciences Plc

Admisson to the Main Market

"We have confidence that Genflow Biosciences can both generate value for the investors and make a real difference in people’s lives.”

Eric Leire, CEO | Genflow Biosciences Plc
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Graft Polymer (UK) Plc

Admisson to the Main Market

“PKF’s expertise and unwavering support were important factors in enabling us to complete LSE Main Market admission.”

Yifat Steuer, CFO and Executive Director | Graft Polymer (UK) Plc
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East Star Resources Plc

Re-admission to the Main Market

"This continued relationship is testament to PKF’s highly efficient and knowledgeable corporate finance team."

Anthony Eastman – Non-Executive Director | East Star Resources Plc
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CT Automotive Group Plc

Admission to trading on AIM

"We were happy to work with the Capital Markets team at PKF for our admission to AIM.

David Wilkinson, CFO
CT Automotive Group Plc
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Great Southern Copper plc

Admission to the Main Market

“We greatly appreciated the support provided by the Capital Markets team at PKF."

Charles Bond, Chairman |Great Southern Copper plc
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Firering Strategic Minerals plc

Admission to trading on AIM| Reporting accountant

We are delighted to have supported Firering Strategic Minerals plc on its admission to trading on AIM.
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Bens Creek Group plc

Admission to trading on AIM| Reporting accountant

We are delighted to have supported Bens Creek Group plc on their admission to trading on AIM.
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GreenRoc plc

Admission to trading on AIM| Reporting accountant

"It was a pleasure to support GreenRoc Mining plc we look forward to supporting them as they continue to grow."

Adam Humphreys - Partner | PKF Littlejohn
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Zenova Group plc

Admission to trading on AIM| Reporting accountant

"We chose to work with an experienced Reporting Accountant who would assist us through the whole process ."

Thomas Melchior,
CFO | Zenova Group Plc
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SigmaRoc plc

Re-admission to trading on AIM and proposed Acquisition of Nordkalk Oy Ab | Reporting accountant

“We continue to have a strong working relationship with PKF, they are extremely professional and equally pragmatic.”

Garth Palmer, Director | SigmaRoc plc
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Helium Ventures plc

Admission to AQSE Growth Market| Reporting accountant

“We wanted to work with a reporting accountant with significant experience in Capital Markets.”

Fungai Ndoro, Non Executive Director | Helium Ventures plc
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Voyager Life plc

Reporting accountant

“We were looking for an experienced Reporting Accountant to help us through the admission process to the AQSE Growth Market and we were very pleased with the support that PKF provided during the process.”

Nick Tulloch, CEO | Voyager Life Plc
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Thor Explorations Ltd

Admission to AIM | Reporting accountant

"It was a pleasure to support Thor Explorations with its admission to the AIM market.”

Adam Humphreys, Partner | PKF Littlejohn



TECC Capital Plc

Admission to the AQSE Growth Market | Reporting accountant

"The team at PKF gave us unwavering support during our recent admission to the Aquis Stock Exchange. Their experience in the public markets was evident throughout the process."

John Taylor, CEO | TECC Capital Plc
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Pharma C Investments Plc

Admission to trading on the AQSE growth market | Reporting accountant

“We wanted to work with an experienced specialist in both capital markets and the growing cannabinoid sector when we decided to move forward with the IPO process."

Chana Greenberg, | CEO
Pharma C Investments Plc

Bould Opportunities plc

Admission to Main Market | Reporting accountant

"PKF’s expertise and proactive support were important factors in enabling us to complete the acquisition and admission.”

Nigel Lee, FD Bould | Opportunities plc
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Emmerson plc

Admission to AIM | Reporting accountant

“We worked closely with the PKF Capital Markets team and were very happy with their work and support on our fund raise and move to AIM.”

Hayden Locke, | Director Emmerson plc
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East Star Resources plc

Admission to Main Market | Reporting accountant

"PKF’s highly experienced and efficient capital markets team was a significant contributor to the successful admission to the LSE and we would recommend them to any company.”

Anthony Eastman,
Non-Executive Director | East Star Resources plc
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Dev Clever Holdings plc

Secondary Raise | Reporting accountant

We are delighted to have supported Dev Clever with its subscription agreement with Intrinsic Capital Jersey Limited and Sitius Limited.
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Caerus Mineral Resources plc

Admission to Main Market | Reporting accountant

“The PKF team proved an integral part of our successful listing. Their expertise and depth of knowledge in mining sector listings was invaluable and guidance was consistently useful.”

Martyn Churchouse, Chief Executive Officer | Caerus Mineral Resources plc
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Cellular Goods plc

Admission to Main Market | Reporting accountant

“We wanted to work with an experienced specialist in both capital markets and the growing cannabinoid sector when we decided to move forward with the IPO process.”

Simon Walters
CFO | Cellular Goods plc
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Spinnaker Opportunities plc

Reverse takeover and admission to Main Market | Reporting accountant

“The listening was a landmark in the sector and we needed an experienced Reporting Accountant with a professional approach.”

Avihu Tamir,
CEO | Kanabo Group Plc
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MGC Pharmaceuticals Ltd

Admission to Main Market | Reporting accountant

“The support that PKF provided to us throughout the process was invaluable, and has enabled us to make our ambitions a reality.”

Roby Zomer
Managing Director and CEO | MGC Pharmaceuticals Ltd
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Nightcap plc

Admission to trading on AIM | Reporting accountant

“ The timetable was challenging and we needed an experienced Reporting Accountant with a professional and efficient approach.”

Toby Rolph, CFO | Nightcap plc
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Guild Esports plc

Admission to trading on the standard segment of the Main Market | Reporting accountant

“Guild Esports appreciates the support offered by the PKF Capital Markets team who were able to assist Guild with our successful IPO as our reporting accountant.”

James Savage, Finance Director |
Guild Esports PLC

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Richland Resources Ltd

Acquisition and re-admission to AIM| Reporting accountant

"PKF’s expertise and proactive support were important factors in enabling us to complete the acquisition and re-admission to AIM.”

Mike Allardice, Group Company Secretary | Richland Resources Ltd
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Helium One Global Ltd

Admission to trading on AIM| Reporting accountant

“We wanted to work with a reporting accountant with significant experience in the Natural resources sector."

Sarah Cope, Non-executive Director | Helium One Limited

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Tirupati Graphite Plc

Admission to the Main Market| Reporting accountant

“We were very happy with the Capital Markets team at PKF. They provided efficient advice and we would be happy to recommend them to other companies looking to list in London.”

Shishir Poddar, CEO | Tirupati Graphite Plc

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