Broking Breakfast – Regulatory updates

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In this session, we provide an overview of current regulatory updates and consider what they mean for the insurance intermediary sector including:

FCA update

  • Feedback from the FCA on their assessment of firm’s wind-down plans
  • Liquidity resources during wind-down – sharing good and poor practices
  • Update on Part IV applications for UK branches of EU intermediaries and the effect on CASS 5 permissions.

Consumer Duty 

  • The introduction of a new Consumer Principle – what this mean for intermediaries. 

M&A update

  • Common issues and how to deal with them quickly
  • Potential impact of market influences.

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