Broking Breakfast: Sharing the shortcomings in Wind-Down Planning and delving into CASS 5 hot topics
Read time: 1 min
Broking Breakfast webinar – Sharing the shortcomings in Wind-Down Planning and delving into CASS 5 hot topics.
Following its recent various reviews, the FCA have found that wind down plans fell short of the minimum standards that they expected, and confirmed that they would continue engaging with the market in 2024 – but are you prepared?
In this webinar, Partner and Head of Insurance Intermediaries Paul Goldwin provides an insight into the FCA’s findings, plans going forward and what it means for insurance brokers.
Although firms’ compliance with the CASS 5 client money rules is improving, the FCA continues to look at specific areas of the CASS rules in more detail. So what should you look out for? Charles Drew, Director in our Financial Services team, explores CASS 5 hot topics, ensuring you’re up to date with the latest FCA thinking.
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