Broking Breakfast – Sharing the shortcomings in wind down planning, and delving into CASS 5 hot topics
We are delighted to invite you to our next Broking Breakfast event taking place in the heart of the City next month where we will share the shortcomings in wind down planning, and delve into CASS 5 hot topics, keeping you updated with the latest FCA perspectives.
Following its recent various reviews, the FCA have found that wind down plans fell short of the minimum standards that they expected, and confirmed that they would continue engaging with the market in 2024 – but are you prepared?
Join us on Tuesday 6 February at America Square Conference Centre where Partner and Head of Insurance Intermediaries Paul Goldwin will provide an insight into the FCA’s findings, plans going forward and what it means for insurance brokers.
Although firms’ compliance with the CASS 5 client money rules is improving, the FCA continues to look at specific areas of the CASS rules in more detail. So what should you look out for? Charles Drew, Director in our Financial Services team, will look at CASS 5 hot topics, ensuring you’re up to date with the latest FCA thinking.